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Company   Class Period   Settlement Amount   Court Documents   Deadline
Adelphia Communications Corp.   8/16/99 to 6/10/02   $6,725,000   Notice / Proof of Claim   10/08/2010
Affiliated Computer Services, Inc.   9/27/2009 to 2/05/2010   $69,000,000   Notice / Proof of Claim   10/23/2010
Alger Mutual Funds   11/1/98 to 9/3/03   $4,828,800   Notice / Proof of Claim   12/08/2010
AllianceBernstein Family of Funds   10/1/98 to 9/30/03   $74,586,650   Notice / Proof of Claim   12/08/2010
Allianz Mutual Funds (f/k/a PIMCO Funds)   2/23/99 to 2/17/04   $10,612,500   Notice / Proof of Claim   12/08/2010
America Service Group, Inc.   9/24/03 to 3/16/06   $10,500,000   Notice / Proof of Claim   08/16/2010
Avaya, Inc.   3/2/05 to 4/19/05   $4,500,000   Notice / Proof of Claim   09/09/2010
BearingPoint, Inc. (2005)   8/14/03 to 4/20/05   $7,500,000   Notice / Proof of Claim   11/03/2010
Broadcom Corp. (2006)   7/21/05 to 7/13/06   $160,500,000   Notice / Proof of Claim   08/13/2010
China Organic Agriculture, Inc.   7/12/07 to 8/14/08   $600,000   Notice / Proof of Claim   12/15/2010
Columbia Mutual Funds   11/1/98 to 2/25/04   $12,653,000   Notice / Proof of Claim   12/08/2010
Comverse Technology, Inc. (2006)   4/30/01 to 1/29/08   $225,000,000   Notice / Proof of Claim   08/05/2010
Converium Holding AG (SEC) (n/k/a SCOR Holding (Switzerland) Ltd.)   12/11/01 to 11/4/05   $25,000,000   Notice / Proof of Claim   10/06/2010
Crompton Corp. (D. Conn.)   10/26/98 to 10/8/02   $11,357,500   Notice / Proof of Claim   09/24/2010
DaimlerChrysler AG (2003)   3/19/99 to 6/15/99   $8,100,000   Notice / Proof of Claim   08/13/2010
Dyadic International, Inc.   10/29/04 to 4/23/07   $4,800,000   Notice / Proof of Claim   09/13/2010
Excelsior Family of Funds   12/12/98 to 11/16/03   $3,632,600   Notice / Proof of Claim   12/08/2010
FLAG Telecom Holdings Ltd.   2/11/00 to 2/13/02   $24,400,000   Notice / Proof of Claim   11/30/2010
Gilead Sciences, Inc.   7/14/03 to 10/23/03   $8,250,000   Notice / Proof of Claim   12/06/2010
HealthSouth Corp. (2004) (Bondholder Class - E&Y)   4/24/97 to 3/18/03   $33,500,000   Notice / Proof of Claim   09/29/2010
HealthSouth Corp. (2004) (Bondholder Class - UBS Defendants)   4/24/97 to 3/18/03   $100,000,000   Notice / Proof of Claim   09/29/2010
HealthSouth Corp. (2004) (Stockholder Class - UBS Defendants)   4/24/97 to 3/18/03   $117,000,000   Notice / Proof of Claim   09/29/2010
Healthways, Inc.   7/5/07 to 8/25/08   $23,600,000   Notice / Proof of Claim   10/25/2010
Herley Industries, Inc. (2006)   10/1/01 to 6/14/06   $10,000,000   Notice / Proof of Claim   11/13/2010
HiEnergy Technologies, Inc.   2/22/02 to 7/8/04   $485,000   Notice / Proof of Claim   09/07/2010
Huffy Corp.   4/16/02 to 8/13/04   $8,000,000   Notice / Proof of Claim   09/13/2010
Invesco Funds   7/30/99 to 11/24/03   $20,455,400   Notice / Proof of Claim   12/08/2010
JAKKS Pacific, Inc.   12/3/99 to 10/19/04   $3,925,000   Notice / Proof of Claim   11/18/2010
Janus Funds   1/1/00 to 9/30/03   $2,604,700   Notice / Proof of Claim   12/08/2010
Juniper Networks, Inc. (2006)   7/11/03 to 8/10/06   $169,500,000   Notice / Proof of Claim   09/21/2010
LDK Solar Co., Ltd.   6/1/07 to 10/7/07   $16,000,000   Notice / Proof of Claim   08/16/2010
Leap Wireless International, Inc. (2007)   8/3/06 to 12/26/07   $13,750,000   Notice / Proof of Claim   09/20/2010
MFS Mutual Funds   7/31/99 to 12/8/03   $75,042,250   Notice / Proof of Claim   12/08/2010
MRV Communications, Inc.   3/31/03 to 101/8/09   $10,000,000   Notice / Proof of Claim   09/25/2010
Netlist, Inc.   11/29/06 to 4/17/07   $2,600,000   Notice / Proof of Claim   08/02/2010
NovaGold Resources Inc. (Canada) (British Columbia Superior Court)   10/25/05 to 1/16/08   $26,644,800   Notice / Proof of Claim   09/15/2010
NovaGold Resources Inc. (Canada) (Ontario Superior Court)   10/25/05 to 1/16/08   $26,644,800   Notice / Proof of Claim   09/15/2010
NovaGold Resources, Inc. (U.S.)   10/25/05 to 1/16/08   $26,644,800   Notice / Proof of Claim   09/15/2010
NutraCea, Inc.   4/02/2007 to 2/23/2009   $1,500,000   Notice / Proof of Claim   09/10/2010
PBHG Mutual Funds   7/30/99 to 11/13/03   $31,538,600   Notice / Proof of Claim   12/08/2010
PE Corporation Celera Genomics Group   2/29/00 to 2/29/00   $11,000,000   Notice / Proof of Claim   08/16/2010
Red Hat, Inc.   12/17/02 to 7/12/04   $20,000,000   Notice / Proof of Claim   10/20/2010
Royal Dutch Petroleum Company/The Shell Transport and Trading Company PLC (Netherlands)   4/8/99 to 3/18/04   $389,073,000   Notice / Proof of Claim   11/05/2010
ShoreTel, Inc.   7/3/07 to 1/29/08   $3,000,000   Notice / Proof of Claim   09/30/2010
Strong Funds   1/1/99 to 12/31/04   $13,678,500   Notice / Proof of Claim   12/08/2010
Swank Energy Income Advisers, LP   9/1/08 to 12/19/08   $3,600,000   Notice / Proof of Claim   08/30/2010
Take-Two Interactive Software, Inc. (2006)   12/17/02 to 7/10/06   $20,115,000   Notice / Proof of Claim   09/21/2010
Take-Two Interactive Software, Inc. (SEC) (2007)   2/6/98 to 7/10/06   $6,500,000   Notice / Proof of Claim   09/21/2010
TyCom, Ltd. (D. N.J.)   7/26/00 to 12/17/01   $79,000,000   Notice / Proof of Claim   10/01/2010
UTStarcom, Inc. (2004)   2/21/03 to 10/12/07   $30,000,000   Notice / Proof of Claim   08/30/2010


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